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SIE Exam Prep 50 EXPLICATED Practice Questions/Performance Opportunities

Автор: Series 7 Guru

Загружено: 2022-10-13

Просмотров: 24212

Описание: 33 more SIE test questions found here    • SIE Exam Prep Investment Risks 33 Question...  
Time stamps:
00:00 Intro
1:14 Business cycle
2:32 Fiscal policy
3:56 Interest rates
4:50 Restricted persons
6:38 Churning
8:04 Holding mail
9:22 Statutory disqualification
11:07 Written customer complaints
12:59 Variable annuity
14:10 Continuing Education (CE)
15:00 Pay to play. Campaign contributions
16:30 Breakeven in puts is XP-premium PUT DOWN!
18:06 Registration of associated persons
19:25 Call contracts are in the money when the market price is up from the strike price. CALL UP!
20:49 Option agreement
21:57 Money market fund
22:48 Treasury note
23:30 Partnerships
24:54 Roth IRA
26:08 GNMA
27:10 TIPs
27:55 Special situation fund
29:30 market or systematic risk
31:49 Wilshire 5000
32:15 Systematic risk
33:10 Regulation BI
34:26 Municipal bonds
35:40 International stock fund'
37:00 Financial considerations
37:38 Current yield
39:06 Continuing Education (CE)
39:06 529 prepaid tuition plan
40:12 Total return
41:07 Long term capital gains
42:39 Primary market versus secondary market
44:14 Cooling off period
45:32 Rights of common stockholders
47:32 Voting rights
47:50 Ex-dividend date
49:33 Voting rights
50:12 Preferred stock
50:40 Rights versus warrants
51:51 Spin off
53:25 Current yield
54:39 Treasury notes
55:00 Municipal bonds
55:58 Open end funds
57:04 ETFs and closed end funds trade in the secondary market

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