A Watchful Eye: Regulators Double Down on AI in Compliance

Описание: From the Department of Justice's new Chief of AI to the FCA's latest AI guidance, regulators are starting to leave breadcrumbs about what they expect from firmsand the ramifications. Before you can explain to a regulator how you're using AI, you have to understand it yourself.

Shield's Alex de Lucena leads a panel with Lore Aguilar, Director of Surveillance Design, Citi, Alvin Huang, AI in Capital Markets SME, AWS, and Dr. Shlomit Labin, VP of Data Science, Shield, on how AI is reshaping surveillance and archiving, and how to adopt it without losing control of governance.

In this webinar:
The latest regulatory expectations and what they mean for your compliance strategy
Real AI use cases in surveillance: classification, summarization, information extraction, and topic modeling
Automating alert investigation and disposition into a single pane of glass
How to direct and prompt AI to surface actual financial risk
Vetting whether a tool genuinely works (and why you can't just plug trade jargon into ChatGPT)
Model risk management: accuracy, hallucination, bias, and the controls and QA you need before you deploy
Who owns the risk— the vendor or the firm?

Trust is the currency of the financial system. Shield helps compliance teams put AI to work on their communications data while keeping the governance regulators expect.

Learn more about Shield: https://www.shieldfc.com

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