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5 CHARACTERISTICS OF AN EFFECTIVE COMPLIANCE OFFICER! A Regulator's Perspective!

compliance officer

leadership

amlcft

due diligence

kyc

communication

training

risk management

regulation

documentation

reporting

strategic planning

organization skills

Автор: The Si of Regulation

Загружено: 2021-07-26

Просмотров: 8089

Описание: Compliance Officers have challenging jobs! There are those that are amazing and others who may be hindering their progress. Tune in to see what 5 characteristics I've seen in the Compliance Officers that are tremendously successful in such a demanding role!

Look out for future videos on compliance, inspections and FinTech!

#complianceofficers #riskmanagement #leadership #aml #strategy #financialservices #amlcft

Check out my online course: Inspection Tips & Insights into the Approach of Regulators being offered at a discounted rate of USD$109.00 (a savings of $90) for a limited time and limited spaces! Offer ends 8 AUGUST 2021
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Follow me on Twitter at   / siofreg1  
Follow me on LinkedIn at www.linkedin.com/in/simone-martin-vi

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