FCA authorisations: what firms need to know in 2021
Автор: Elephants Don't Forget
Загружено: 2021-04-30
Просмотров: 512
Описание:
In this 60-minute webinar, we discuss the definitive guide to FCA Authorisations in 2021.
We were delighted to be joined by leading compliance and regulatory consultancy group Complyport for this session, as we take a detailed and actionable look at some of the most prevalent industry topics regarding applications, authorisations and evidencing competency .
For more information about how our award-winning Artificial Intelligence, Clever Nelly, can help you to improve employee performance and evidence compliance, book a discovery session with our team here: https://www.elephantsdontforget.com/
Ranging from FCA case officer questions to ways to evidence that senior managers are competent, we examine what it means to be ready, willing, and organised to comply in 2021.
Key topics include:
• What questions are FCA case officers asking applicants in 2021?
• Why the regulator rejects authorisations
• How to assure the regulator that senior managers are competent
• How to maintain and evidence ongoing FCA compliance
Webinar details:
Date: 29th April 2021
Time: 10.30 am
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