11 10 2025 RIA Conference Panel 2 Litigation and Enforcement

Описание: Litigation & Enforcement: Hot Topics for RIAs

Description: As clients and regulators bring more claims against RIAs, staying ahead of enforcement trends is critical.

Panelists Rich DeBari, Brian Lanciault, and Marc Minor discuss the latest litigation drivers, regulatory enforcement priorities, and areas where adviser practices often diverge from expectations. The panel provides a clear look at the evolving risk landscape for investment advisers.