401k Plan Advice | Irvine, CA, | 401k Plan Advisor | 401k Expert | Orange County

Описание: 714 | 547 | 8787 *** www.RomeroWM.com
Dan Romero CFP®, AIF®, CFS

Most people don't even know what a Fiduciary is, let alone what their responsibilities are.

In the case of a 401k this is someone managing the assets of another person and stands in a special relationship of trust, confidence, and/or legal responsibility.

According to the US department of Labor "Fiduciaries who do not follow the basic standards of conduct may be personally liable to restore any losses to the plan, or to restore any profits made through improper use of the plan's assets resulting from their actions"

Working with a consultant allows your advisor to be part of team, even signing on as a Fiduciary with respect to the investments of the plan as defined under Section 3(21)(A)(ii) of ERISA.

If you don't feel like you are getting the most out of your 401k, or you have more questions about your responsibility as a Fiduciary, please come in for a free consultation to find out what Romero & Levin Wealth Management has to offer you.

714 547-8787 x 107
www.RomeroWM.com

No information provided on this site is intended to constitute an offer to sell or a solicitation of an offer to buy shares of any security, nor shall any security be offered or sold to any person, in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under securities laws of such jurisdiction. Registered Representatives of LPL Financial LLC disclosed on this site may only discuss securities or transact business with persons who are residents of the following states: AZ, CA, CO, HI, MN, MS, NC, NY, OH, SC, TX, & WA.

Daniel Romero, Melissa Levin and Greg Levin are Registered Representatives with and offer Securities & fee based asset management through LPL Financial LLC a Registered Investment Advisor and Member FINRA/SIPC.

Daniel's CA Insurance Lic #:OC54180 - Melissa's CA Insurance Lic #:0C56086 - Greg's CA Insurance Lic #:0F08519 LPL Tracking #602008

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ Practitioner, which it awards to individuals who successfully complete initial and ongoing certification requirements.