FCA Individual Conduct Rules Explained | Integrity, Skill & Customer Fairness!
Автор: Business with Mr. G
Загружено: 2026-03-04
Просмотров: 2
Описание:
What are the FCA Individual Conduct Rules and how do they shape behaviour in financial services?
In this episode of the FCA REGULATIONS Masterclass, we explain:
• The purpose of the Individual Conduct Rules
• Acting with integrity in financial services
• Due skill, care and diligence
• Being open and cooperative with regulators
• Treating customers fairly
• Proper standards of market conduct
• How Conduct Rules apply across regulated firms
• Reporting and consequences of breaches
The Individual Conduct Rules form a key part of the Senior Managers and Certification Regime (SMCR) and establish minimum behavioural standards across the financial services industry.
Whether you work in compliance, banking, financial advice, fintech, wealth management or governance, understanding these rules is essential for operating within the UK regulatory framework.
This video is part of the FCA REGULATIONS series, a structured professional deep dive into UK financial services regulation.
Subscribe for regulator-focused financial education.
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