Smarter Compliance: A Conversation with Sally Dewar and Stephen Sanders
Автор: Beyond Capture
Загружено: 2025-07-21
Просмотров: 597
Описание:
In this special three-way conversation on Beyond Capture, Dean Elwood is joined by Sally Dewar, former Managing Director of Risk at the FCA, and Stephen Sanders, former Chief Compliance Officer EMEA at J.P. Morgan, two influential voices in financial regulation and risk.
Together, they unpack the post-2008 regulatory landscape, explore the shifting balance between safety and growth, and dive into the far-reaching implications of the EU’s DORA legislation.
If you’re navigating third-party risk, operational resilience, or tech-driven compliance, this episode offers grounded insight from leaders who’ve shaped the system, from both sides of the regulatory fence.
Chapters:
00:00 – Intro
00:33 – Setting the Stage: Are We Safer?
02:04 – The Problem of Risk Displacement
09:06 – Innovation, Growth & Regulatory Balance
18:03 – DORA: Why It Matters More Than You Think
25:12 – Smarter Compliance, Proactive Culture
28:41 – Final Thoughts & What Comes Next
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