Understanding the Impact of the SEC's Proposal to Amend Rule 15c2-11

Описание: Listen as Dan Zinn, General Counsel of OTC Markets Group discusses the SEC’s recent Rule 15c2-11 proposal and the implications for broker-dealers in the OTC space.

Key Topics:
Overview of the 15c2-11 Rule Proposal
Walk through the disclosure information available on otcmarkets.com
Summary of OTC Markets’ Proposed Commentary
Discuss Next Steps and Timing

For more information visit: https://www.otcmarkets.com/learn/publ...

To view the OTC Markets Group Comment Letters please visit:
Full comment letter from December 30, 2019: https://www.sec.gov/comments/s7-14-19...

Preliminary comment letter from November 25, 2019: https://www.sec.gov/comments/s7-14-19...