Marianne Smythe on IA Act's 75thAnniversary

Описание: Marianne K. Smythe has played a number of significant roles in the investment industry – as an independent director of the Cartica Group of Funds, as a partner at
WilmerHale and as Director of the SEC’s Division of Investment Management. In her view, the value of unconflicted investment advice is increasingly critical as Americans must rely on their own investment decisions to fund their retirements. Of the Investment Advisers Act, she says, “Its very existence acts as a North Star, as a guiding light for the behavior of people who deal with the retail public. If there wasn’t one, it would be necessary to invent one.”