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NISM-Series-III-A Securities Intermediaries Compliance – Non-Fund Intermediaries | ICAPITAL Academy

Автор: ICAPITAL Academy

Загружено: 2026-01-21

Просмотров: 1

Описание: This video introduces the NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund Intermediaries) Certification, a SEBI-mandated examination for professionals responsible for compliance, regulatory reporting, surveillance, and risk management in non-fund-based intermediaries such as stock brokers, clearing members, depositories, and market infrastructure institutions. It explains the scope of the certification and how ICAPITAL Academy provides structured training, regulatory clarity, and exam-focused preparation for compliance and risk oversight roles in the securities market.

📘 Course Information
NISM-Series-II B
📄 Brochure Link:
👉 https://bit.ly/3MKTy0U
📝 Register Now:
👉 http://bit.ly/4alhnWY
⭐ Features of ICAPITAL NISM Courses
ICAPITAL Academy’s NISM training programs are designed to deliver concept clarity + exam readiness + practical exposure.
Key features include:
✔ Expert-led live interactive sessions
✔ Structured self-paced learning support
✔ Comprehensive study material (PPTs, PDFs, revision notes)
✔ Extensive MCQs with explanations & mock tests
✔ Recorded sessions for revision (limited access period)
✔ Doubt-solving & exam-oriented guidance
✔ Career guidance for capital market roles
✔ Training aligned with latest NISM & SEBI framework

🎓 About ICAPITAL Academy
ICAPITAL Academy & Corporate Advisory LLP, established in October 2020, is a leading institute in financial education and professional advisory services.
The academy specializes in:
• NISM Certification Training
• Capital Market & Stock Market Courses
• Derivatives, Forex & Trading Programs
• Financial Modeling & Investment Analysis
• Wealth Management & Career-Oriented Programs
With training delivered by industry experts and NISM-certified professionals, ICAPITAL Academy focuses on building strong fundamentals, regulatory understanding, and real-market confidence.

🏢 About ICAPITAL Group
ICAPITAL Group is a diversified financial ecosystem operating across education, research, advisory, wealth management, and distribution services.
ICAPITAL Group Companies:
• ICAPITAL Investment Managers Pvt. Limited
• ICAPITAL Wealth and Portfolio Services Pvt. Limited
• ICAPITAL Academy and Corporate Advisory LLP
• ICAPITAL Wealth and Distribution Services
• ICAPITAL Research and Financial Services
The group aims to bridge the gap between financial knowledge, market practice, and professional excellence, supporting individuals and institutions across the financial ecosystem.

👥 Who Is This Suitable For?
This is ideal for:
• Students pursuing finance & capital markets
• Job seekers preparing for NISM certifications
• Working professionals in broking & advisory roles
• Traders and market participants
• Investors looking to build strong market knowledge
Stay connected with ICAPITAL Academy and take a step closer to unlocking your financial potential.

🌐 Connect With ICAPITAL Academy
🌍 Website: https://icapitalacademy.com
📺 YouTube:    / @icapitalacademy2  
💼 LinkedIn:   / 13197948  
📷 Instagram:   / icapitalacademy  
📘 Facebook: https://www.facebook.com/profile.php?...
✈ Telegram: https://t.me/nismexam
💬 WhatsApp Channel:

📞 Contact Us
📞 +91 9967813782 / +91 9004574915
📧 [email protected]
📧 [email protected]

⚠ Disclaimer
This content is intended solely for educational and informational purposes. It does not constitute investment advice, financial advice, legal advice, or a recommendation to buy or sell any securities or financial instruments. Financial markets involve risk, and viewers are advised to consult a SEBI-registered financial advisor before making any investment decisions.

#NISM #NISMCertification #ICAPITALAcademy #StockMarketEducation
#CapitalMarkets #FinanceCareer #Derivatives #WealthManagement #NSE #BSE #NISM #SEBI #ICAPITAL #RESEARCH

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NISM-Series-III-A Securities Intermediaries Compliance – Non-Fund Intermediaries | ICAPITAL Academy

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