Understanding the FCA
Автор: Regulatory Signals
Загружено: 2026-02-09
Просмотров: 8
Описание:
What Is the FCA & What Do They Do? 🇬🇧
Who regulates banks, fintechs, advisers and crypto firms in the UK?
The Financial Conduct Authority (FCA) supervises 50,000+ firms, sets conduct rules, approves senior managers, and can issue multi-million-pound fines or bans when standards are breached.
If you work in finance or compliance, understanding the FCA means understanding how UK financial markets stay fair, competitive and accountable.
Useful links / sources:
• FCA homepage: https://www.fca.org.uk
• FCA Register (check firm permissions): https://register.fca.org.uk/s/
• FCA enforcement actions & fines: https://www.fca.org.uk/news/news-stories
• FCA Handbook (rules and guidance): https://www.handbook.fca.org.uk
#FCA #UKRegulation #Compliance #FinancialServices #Fintech #Governance #AML #ConsumerProtection #Regulators #FinanceCareers
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