How to Navigate Form ADV Changes
Автор: Cordium
Загружено: 2017-09-27
Просмотров: 341
Описание:
Betsy Cottam, Assistant Vice President of Compliance, Cordium, discussed how you should prepare to answer the questions on the revised form.
The session will cover:
Umbrella registration and the requirements for the new "Schedule R"
Expanded client and separately managed account information and what firms need to report
Reporting and monitoring social media accounts
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