Regulation Best Interest (Reg BI) Explained - Financial Crime Acronyms and Definitions
Автор: FinCrime Intelligence
Загружено: 2025-08-07
Просмотров: 9
Описание:
What is Regulation Best Interest (Reg BI)?
► Link here: https://fincrimeintelligence.com/glos...
#RegulationBestInterest (#RegBI) is a regulatory framework implemented by the U.S. #SecuritiesAndExchangeCommission (#SEC). It requires #BrokerDealers and their associated financial professionals to act in the best interests of retail customers when making investment recommendations. Reg BI aims to enhance #InvestorProtection and ensure that financial professionals prioritize clients’ interests over their own.
► Source: FinCrime Intelligence Acronyms and Definitions
► Link here: https://fincrimeintelligence.com/glos...
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