The FCA Consumer Duty
Автор: Fox Williams
Загружено: 2022-02-07
Просмотров: 2389
Описание:
Relisten to our webinar on the FCA’s Consumer Duty following the publication in December 2021 of the second Consultation Paper (CP21/36) on the topic by the FCA.
This webinar will be of interest to all in-house compliance professionals who work in retail financial services firms. It will also be of interest to anyone who is considering whether to respond to the Consultation Paper which can be done until 15 February 2022.
During the webinar, members of our financial services regulatory practice, Partner Peter Finch and Legal Director Mardi MacGregor discussed:
What are the FCA proposing?
Who will be caught and when?
The FCA’s expectations
How the FCA plan to supervise and enforce the Consumer Duty
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